PPrivate Fund Data Log in Join · $37/mo

Lisa Anne Gok

SecretaryCetera Investment Management LLCCRD 5059738

About Lisa Anne Gok

Lisa Anne Gok is listed as Secretary at Cetera Investment Management LLC in Schamburg, IL. Form ADV reports a beneficial ownership band of Under 5%. Lisa Anne Gok is associated with 5 registered advisers.

Reported ownership

Owns Under 5% of Cetera Investment Management LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Lisa Anne Gok work?

Lisa Anne Gok is listed as Secretary at Cetera Investment Management LLC on SEC Form ADV.

How much of Cetera Investment Management LLC does Lisa Anne Gok own?

Form ADV reports a beneficial ownership band of Under 5%.

Cetera Investment Management LLC

TitleSecretary
OwnershipUnder 5%
Control personNo
Since2021
View Cetera Investment Management LLC →

Cetera Advisory Services LLC

TitleSecretary
OwnershipUnder 5%
Control personNo
Since2021
View Cetera Advisory Services LLC →

Cetera Investment Advisers LLC

TitleSecretary
OwnershipUnder 5%
Control personYes
Since2021
View Cetera Investment Advisers LLC →

Avantax Planning Partners, Inc.

TitleDirector/Co-Secretary
OwnershipUnder 5%
Control personYes
Since2024
View Avantax Planning Partners, Inc. →

Avantax Advisory Services, Inc.

TitleDirector/Co-Secretary
OwnershipUnder 5%
Control personYes
Since2024
View Avantax Advisory Services, Inc. →