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Thomas Andrew Gooley

ManagerCetera Investment Management LLCCRD 4526760

About Thomas Andrew Gooley

Thomas Andrew Gooley is listed as Manager at Cetera Investment Management LLC in Schamburg, IL. Form ADV reports a beneficial ownership band of Under 5%. Thomas Andrew Gooley is associated with 5 registered advisers.

Reported ownership

Owns Under 5% of Cetera Investment Management LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Thomas Andrew Gooley work?

Thomas Andrew Gooley is listed as Manager at Cetera Investment Management LLC on SEC Form ADV.

How much of Cetera Investment Management LLC does Thomas Andrew Gooley own?

Form ADV reports a beneficial ownership band of Under 5%.

Cetera Investment Management LLC

TitleManager
OwnershipUnder 5%
Control personNo
Since2021

Cetera Advisory Services LLC

TitleVice President, Manager
OwnershipUnder 5%
Control personNo
Since2021

Cetera Investment Advisers LLC

TitleManager
OwnershipUnder 5%
Control personYes
Since2021

Avantax Planning Partners, Inc.

TitleDirector
OwnershipUnder 5%
Control personYes
Since2024

Avantax Advisory Services, Inc.

TitleDirector
OwnershipUnder 5%
Control personYes
Since2024