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Winnie Ai-Ling Lee

Assistant SecretaryCetera Investment Management LLCCRD 7381661

About Winnie Ai-Ling Lee

Winnie Ai-Ling Lee is listed as Assistant Secretary at Cetera Investment Management LLC in Schamburg, IL. Form ADV reports a beneficial ownership band of Under 5%. Winnie Ai-Ling Lee is associated with 5 registered advisers.

Reported ownership

Owns Under 5% of Cetera Investment Management LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Winnie Ai-Ling Lee work?

Winnie Ai-Ling Lee is listed as Assistant Secretary at Cetera Investment Management LLC on SEC Form ADV.

How much of Cetera Investment Management LLC does Winnie Ai-Ling Lee own?

Form ADV reports a beneficial ownership band of Under 5%.

Cetera Investment Management LLC

TitleAssistant Secretary
OwnershipUnder 5%
Control personNo
Since2022
View Cetera Investment Management LLC →

Cetera Advisory Services LLC

TitleAssistant Secretary
OwnershipUnder 5%
Control personNo
Since2022
View Cetera Advisory Services LLC →

Cetera Investment Advisers LLC

TitleAssistant Secretary
OwnershipUnder 5%
Control personNo
Since2022
View Cetera Investment Advisers LLC →

Avantax Planning Partners, Inc.

TitleAsst. Secretary
OwnershipUnder 5%
Control personYes
Since2024
View Avantax Planning Partners, Inc. →

Avantax Advisory Services, Inc.

TitleAssistant Secretary
OwnershipUnder 5%
Control personYes
Since2024
View Avantax Advisory Services, Inc. →